Regulations Governing a Same Person or Same Concerned Party Holding

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A Same Person or Same Concerned Person who holds shares individually, jointly or totally representing more than five percent (5%) of the voting rights of the Financial Holding Company shall file a report with the Competent Authority within 10 day after the date of holding. The same procedure shall also apply when such shares collectively increase or reduce more than one (1) percent.

A Same Person or Same Concerned Person who will hold shares individually, jointly or totally representing more than ten percent(10%), twenty-five percent (25%), or fifty percent (50%) of the voting rights of a Financial Holding Company shall apply to the Competent Authority for approval in advance.

Shareholders who already reported their shareholdings by current regulations shall submit documents and report to the Competent Authority again by July 10, 2020, if after July 1, 2020, their same person and the same concerned party still singly, jointly, or collectively hold more than five percent of the outstanding voting shares of the financial holding company.

【Please see Article 4、5、16 of Financial Holding Company Act & Article 25 of the The Banking Act and get the related forms from download】

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  • ItemInstructions for Reporting Voting Shares in Accordance with Paragraph 2, Article 16 of Financial Holding Company Act
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  • Item(Form 1) Declaration
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  • Item(Form 2) Declaration
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  • Item(Form 3) Undertaking Statement
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  • Item(Form 4) Declaration
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  • Item(Form 5) Declaration
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  • ItemQualification of A Same Person or Same Concerned Person who acquires shares representing more than certain percentage of the voting rights of the Financial Holding Company (Chinese edition)
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