Implementation Status

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1. Items listed in Article 14-5 of the Securities and Exchange Act

Date of Board Meeting Term Agenda Audit Committee resolution The Company’s response to the comments of the Audit Committee
2018.3.23 Sixth-Term Board of Directors
Third meeting in 2018
2017 consolidated financial statements of SinoPac Holdings and its subsidiaries and the 2017 Annual Business Report of SinoPac Holdings. The opinions of the committee members were provided to the business units for processing. The proposal was passed as proposed with the unanimous approval of the committee members in attendance and filed to the Board of Directors for approval. Approved in the Board Meeting resolution on March 23, 2018, and passed in the 2018 Annual General Shareholders’ Meeting.
2018.3.23 Sixth-Term Board of Directors
Third meeting in 2018
2017 earnings distribution plan for SinoPac Holdings. On the basis that the earnings distribution shall not be higher than option 3, the Company aims to increase cash dividends and reduce stock dividends while considering the following factors: (1) The Company’s dividend policy, (2) The Company’s finance/capital strategy, (3) The earnings/RWA, EPS, and ROE plans for this year, (4) The Company and shareholders’ taxes, (5) Potential exchange losses from long-term overseas investment. The Audit Committee filed an adjustment plan to the Board of Directors for approval. Approved in the Board Meeting resolution on March 23, 2018 and passed in the 2018 Annual General Shareholders’ Meeting.
2018.3.23 Sixth-Term Board of Directors
Third meeting in 2018
The proposal for appropriating the Company’s 2017 earnings for issuing 306,086,470 new shares was filed for discussion and approval. This proposal was discussed along with the second proposal and the Audit Committee filed the adjustment plan to the Board of Directors for approval based on the premises that the stock dividends shall not be higher than NT$0.265. Approved in the Board Meeting resolution on March 23, 2018 and passed in the 2018 Annual General Shareholders’ Meeting.
2018.3.23 Sixth-Term Board of Directors
Third meeting in 2018
Appointment of CPAs and remuneration attestation in 2018 for SinoPac Holdings and its subsidiaries. The amended explanation is provided at the end of the meeting minutes. The proposal was passed as proposed with the unanimous approval of the committee members in attendance and filed to the Board of Directors for approval. Approved in the Board Meeting resolution on March 23, 2018.
2018.3.23 Sixth-Term Board of Directors
Third meeting in 2018
The Company’s proposal to issue the 2017 Statement of Internal Control. Passed as proposed. Approved in the Board Meeting resolution on March 23, 2018.
2018.4.20 Sixth-Term Board of Directors
Fourth meeting in 2018
The subsidiary SinoPac Securities Investment Trust Co., Ltd. disposed of the 49% shares held in the joint venture “Golden Trust SinoPac Fund Management Co., Ltd.” in Mainland China. It intended to terminate the share transfer agreement and apply to China Securities Regulatory Commission for cancellation of the administrative approval. The proposal was filed for discussion and approval. Passed as proposed. Approved in the Board Meeting resolution on April 20, 2018.
2018.8.24 Sixth-Term Board of Directors Eighth meeting in 2018 2018 Q2 consolidated financial statements of SinoPac Holdings and its subsidiaries. Passed as proposed. Approved in the Board Meeting resolution on August 24, 2018.
2018.9.21 Sixth-Term Board of Directors
Ninth meeting in 2018
Reassignment of the Company’s Acting Chief Financial OfficerReassignment of the Company’s Acting Chief Financial Officer. Passed as proposed. Approved in the Board Meeting resolution on September 21, 2018.


2.  Please refer to the Company’s past Annual Reports and the Market Observation Post System
(http://mops.twse.com.tw/mops/web/t100sb03_1, public company stock code: 2890) for the attendance status of the committee members.